To enable Spatium Capital to focus on making the investment management and client engagement decisions for the Spatium Small Companies Fund, professional partners are essential.
Established in October 1997, Steinepreis Paganin is an independent law firm offering clients specialised and comprehensive advice on a range of equity capital markets, mergers and acquisitions, corporate and commercial, and financial services matters. As legal counsel to Spatium Capital (the Firm), Steinepreis Paganin advised in the construction and development of the Spatium Small Companies Fund Trust Deed and continue to provide support to the Firm where required.
Vasco provide trustee services to investment managers targeting wholesale and institutional clients. The Vasco Group of companies manage 80 Funds.
As trustee of the Spatium Small Companies Fund (the Fund), Vasco assisted in the establishment of the Fund, executed the Trust Deed, entered into the relevant investment management and service provider agreements, and approved and issued the Information Memorandum for the Fund. Vasco also provide incidental custody services to the Fund as the custodian of the Fund’s assets including the bank account.
Saxo Markets Australia is part of the Saxo Group, a leading online trading and investment specialist harnessing financial technology to connect traders, investors and partners to FX, CFDs, Stocks, Options, Futures and more asset classes from one single account.
The Spatium Small Companies Fund (the Fund) executes all trades through Saxo Markets Australia who are a regulated industry leader, adhering to strict regulatory requirements in 15 jurisdictions, including Denmark, Australia, the UK and Singapore. When pooled investments of the Fund are deposited into the Saxo trading account, these funds are deposited into a segregated client trust account regulated by APRA and ASIC. With clients in over 120 countries, executing 180,000 trades daily and holding $USD16bn in assets under management, Saxo Markets Australia was the leading candidate to be the Fund’s broker.
As fund administration manager of the Spatium Small Companies Fund (the Fund), Vasco Fund Services Pty Ltd provides the day-to-day administration of the Fund including processing of applications, payment of distributions, fund accounting, and client service.
D H Flinders holds an Australian Financial Services Licensing (AFSL) and has provided M&Q Capital Pty Ltd, the Investment Manager of the Spatium Small Companies Fund (the Fund) with a limited authorisation to provide financial services in respect of the Fund, to wholesale clients.